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Vonovia SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Vonovia SE

26.04.2017 / 18:02
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Vonovia SE
Universitätsstraße 133
44803 Bochum
Germany

2. Reason for notification
X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Name: City and country of registered office:
Bank of America Corporation Wilmington, DE.
United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached
18 Apr 2017

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
total of both in %
(7.a. + 7.b.)
total number of voting rights of issuer
Resulting situation 2.857 % 2.649 % 5.506 % 468,796,936
Previous notification n/a % n/a % n/a % /

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in %
  direct
(Sec. 21 WpHG)
indirect
(Sec. 22 WpHG)
direct
(Sec. 21 WpHG)
indirect
(Sec. 22 WpHG)
DE000A1ML7J1 13393784 % 2.857 %
Total 13393784 2.857 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Segregated Prime Brokerage Holdings 46,464 0.010 %
Right to Recall 10,822,582 2.309 %
Put Options 16.06.2017 25,000 0.005 %
Call Options 15.12.2017 575,000 0.123 %
Call Options 16.06.2017 275,000 0.059 %
Forwards 03.05.2017 56,936 0.012 %
Forwards 14.06.2017 67,199 0.014 %
    Total 11,868,181 2.532 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Swaps 12.01.2018 Cash 77,582 0.017 %
Swaps 28.02.2018 Cash 3,949 0.001 %
Swaps 15.03.2018 Cash 166,395 0.035 %
Swaps 31.01.2018 Cash 24,245 0.005 %
Swaps 29.12.2017 Cash 7,122 0.002 %
Swaps 07.06.2018 Cash 3,178 0.001 %
Swaps 15.09.2017 Cash 36,116 0.008 %
Swaps 05.10.2017 Cash 210,872 0.045 %
Swaps 13.08.2018 Cash 4,598 0.001 %
Swaps 31.10.2018 Cash 16,507 0.004 %
Swaps 30.11.2017 Cash 358 0.000 %
Swaps 10.01.2018 Cash 100 0.000 %
Swaps 15.08.2018 Cash 427 0.000 %
      Total 551,449 0.118 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)
Bank of America Corporation % % %
NB Holdings Corporation % % %
Merrill Lynch International Incorporated % % %
Merrill Lynch Group Holdings I, L.L.C. % % %
BofAML Jersey Holdings Limited % % %
BofAML EMEA Holdings 1 Limited % % %
BofAML EMEA Holdings 2 Limited % % %
ML UK Capital Holdings Limited % % %
Merrill Lynch International % % 5.471 %
 
Bank of America Corporation % % %
NB Holdings Corporation % % %
BAC North America Holding Company % % %
BANA Holding Corporation % % %
Bank of America, National Association % % %
 
Bank of America Corporation % % %
NB Holdings Corporation % % %
BAC North America Holding Company % % %
BANA Holding Corporation % % %
Bank of America, National Association % % %
Managed Account Advisors LLC % % %
 
Bank of America Corporation % % %
NB Holdings Corporation % % %
BAC North America Holding Company % % %
Merrill Lynch, Pierce, Fenner & Smith Incorporated % % %
Merrill Lynch Professional Clearing Corp. % % %
 
Bank of America Corporation % % %
NB Holdings Corporation % % %
BAC North America Holding Company % % %
Merrill Lynch, Pierce, Fenner & Smith Incorporated % % %
 
Bank of America Corporation % % %
NB Holdings Corporation % % %
Merrill Lynch International Incorporated % % %
Merrill Lynch Group Holdings I, L.L.C. % % %
Merrill Lynch Equity Scotland Limited Partnership % % %
Merrill Lynch Equity S.a.r.l. % % %

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:
Holding position after general meeting: % (equals voting rights)

10. Other explanatory remarks:
 



26.04.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



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