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Vonovia SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Vonovia SE

11.05.2017 / 13:29
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Vonovia SE
Universitätsstraße 133
44803 Bochum
Germany

2. Reason for notification
X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Name: City and country of registered office:
Bank of America Corporation Wilmington, DE
United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
MERRILL LYNCH INTERNATIONAL

5. Date on which threshold was crossed or reached
02 May 2017

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
total of both in %
(7.a. + 7.b.)
total number of voting rights of issuer
Resulting situation 5.556 % 1.229 % 6.785 % 468796936
Previous notification 3.492 % 2.339 % 5.831 % /

7. Notified details of the resulting situation
a. Voting rights attached to shares (Sec.s 21, 22 WpHG)
ISIN absolute in %
  direct
(Sec. 21 WpHG)
indirect
(Sec. 22 WpHG)
direct
(Sec. 21 WpHG)
indirect
(Sec. 22 WpHG)
DE000A1ML7J1 26045795 % 5.556 %
Total 26045795 5.556 %

b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Segregated Prime Brokerage holdings N/A N/A 46,464 0.010 %
Right to Recall N/A N/A 3,548,215 0.757 %
Call Options 15.12.2017 N/A 575,000 0.123 %
Call Options 16.06.2017 N/A 275,000 0.059 %
Forwards 03.05.2017 N/A 56,936 0.012 %
Forwards 14.06.2017 N/A 67,199 0.014 %
    Total 4,568,814 0.975 %

b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Swaps 12.01.2018 N/A Cash 6654 0.001 %
Swaps 28.02.2018 N/A Cash 421 0.000 %
Swaps 15.03.2018 N/A Cash 691020 0.147 %
Swaps 15.03.2018 N/A Cash 57366 0.012 %
Swaps 15.03.2018 N/A Cash 166395 0.035 %
Swaps 15.08.2018 N/A Cash 427 0.000 %
Swaps 05.03.2018 N/A Cash 9000 0.002 %
Swaps 31.01.2018 N/A Cash 772 0.000 %
Swaps 07.06.2018 N/A Cash 3178 0.001 %
Swaps 05.10.2017 N/A Cash 226995 0.048 %
Swaps 13.08.2018 N/A Cash 4598 0.001 %
Swaps 31.01.2018 N/A Cash 690 0.000 %
Swaps 30.11.2017 N/A Cash 28 0.000 %
Put Option 16.06.2017 N/A Physical 25000 0.005 %
      Total 1,192,544 0.254 %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)
Bank of America Corporation % % %
NB Holdings Corporation % % %
Merrill Lynch International Incorporated % % %
Merrill Lynch Group Holdings I, L.L.C % % %
BofAML Jersey Holdings Limited % % %
BofAML EMEA Holdings 1 Limited % % %
BofAML EMEA Holdings 2 Limited % % %
ML UK Capital Holdings Limited % % %
Merrill Lynch International 5.554 % % 6.690 %
 
Bank of America Corporation % % %
NB Holdings Corporation % % %
BAC North America Holding Company % % %
BANA Holding Corporation % % %
Bank of America, National Association % % %
 
Bank of America Corporation % % %
NB Holdings Corporation % % %
BAC North America Holding Company % % %
BANA Holding Corporation % % %
Bank of America, National Association % % %
Managed Account Advisors LLC % % %
 
Bank of America Corporation % % %
NB Holdings Corporation % % %
BAC North America Holding Company % % %
Merrill Lynch, Pierce, Fenner & Smith Incorporated % % %
Merrill Lynch Professional Clearing Corp. % % %
 
Bank of America Corporation % % %
NB Holdings Corporation % % %
BAC North America Holding Company % % %
Merrill Lynch, Pierce, Fenner & Smith Incorporated % % %
 
Bank of America Corporation % % %
NB Holdings Corporation % % %
Merrill Lynch International Incorporated % % %
Merrill Lynch Group Holdings I, L.L.C % % %
Merrill Lynch Equity Scotland Limited Partnership % % %
Merrill Lynch Equity S.a.r.l % % %

9. In case of proxy voting according to Sec. 22 para. 3 WpHG

Date of general meeting:
Holding position after general meeting: % (equals voting rights)

10. Other explanatory remarks:
 



11.05.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
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